Forms

Not sure which form you need? Not a problem! Just give us a call, tell us about your investment, and we’ll assist you in determining how to proceed. iPlanGroup makes it easy to access the forms you need.

INFORMATION ACCOUNT APPLICATION KITS FUNDING

INFORMATION

Info Kit
This kit contains everything you need to know about establishing a new account
Fee Schedule
Fee Schedule for Traditional, Roth, SEP, and SIMPLE Accounts, along with CESA and HSAs
Privacy Policy
View our Privacy Policy Statement Schedule a Strategy SessionStill not sure which account is right for you? Click here to schedule a Free IRA Strategy Session.

ACCOUNT APPLICATION KITS

COVERDELL EDUCATIONAL SAVINGS ACCOUNT (CESA) HEALTH SAVINGS ACCOUNT (HSA) INDIVIDUAL 401(k) ROTH IRA SEP IRA SIMPLE IRA TRADITIONAL IRA

COVERDELL EDUCATIONAL SAVINGS ACCOUNT (CESA)

Coverdell Education Savings Account Application
This form may be used to establish a Coverdell Educational Savings Account

HEALTH SAVINGS ACCOUNT (HSA)

Health Savings Account Application
This form may be used to establish a Health Savings Account

INDIVIDUAL 401(k)

Individual 401(k) Application
This form may be used to begin establishing an Individual 401(k). Please contact iPlanGroup at 855-604-7526 to obtain additional documents related to establishing an Individual 401(k)

ROTH IRA

Roth Account Application Kit
This kit may be used to establish a Roth IRA, as well as to request a transfer
Roth Custodial Account Agreement
Use this form to view the Roth Individual Retirement Custodial Account Agreement

SEP IRA

SEP Account Application Kit
This kit may be used to establish a SEP IRA, as well as to request a transfer
5305 SEP
Use this form to view the 5305 SEP

SIMPLE IRA

Simple IRA Application Kit
This kit may be used to establish SIMPLE IRA, as well as to request a transfer
SIMPLE Custodial Agreement
Use this form to view the SIMPLE Individual Retirement Custodial Account Agreement

TRADITIONAL IRA

Traditional Account Application Kit
This kit may be used to establish a Traditional IRA, as well as to request a transfer

FUNDING

Account Transfer-In Request Form ( Try our new digital version of this form HERE! )
Use this form to transfer some or all assets from another firm to iPlanGroup
Contribution/Rollover Deposit Slip
This deposit slip may be used to deposit a contribution or rollover into your iPlanGroup retirement account
Transfer, Rollover & Conversion Guide
Use this guide to determine if and how your existing retirement account may moved to a self-directed retirement account
Internal Use Forms
MAINTENANCE FUNDING AND DISTRIBUTION

MAINTENANCE

Account Maintenance Form
Use to change your contact info or security information for your account
Agent Authorization Form
This form may be used to appoint a designated representative to discuss account/investment-related information
International Wire Transfer
Use for International Wire Transfers
IRA Beneficiary Designation Form
Use to add or change the beneficiary for your IRA
Roth Conversion Form
Use to convert funds from a Traditional IRA to a Roth IRA
Signature Authorization Form
Use this form to direct iPlanGroup to sign documents on behalf of your Self-Directed Retirement Account
Viewing your iPlanGroup Account Online
This simple PDF guide will assist you in navigating through your account through our online access portal

FUNDING AND DISTRIBUTIONS

Account Transfer-In Request Form
Use this form to transfer some or all assets from another firm to iPlanGroup
Brokerage Deposit Slip
Use this form to instruct iPlanGroup to move funds to or from your TD Ameritrade account
Contribution/Rollover Deposit Slip
This deposit slip may be used to deposit a contribution or rollover into your iPlanGroup retirement account
Distribution Request Form ( Try our new digital version of this form HERE! )
Use this form to request a distribution from a Traditional IRA, Roth IRA, SEP IRA, SIMPLE IRA.
IRA Beneficiary Distribution Election Form
Use this form to elect a distribution from an inherited Traditional IRA, Roth IRA, SEP or SIMPLE IRA
Transfer, Rollover & Conversion Guide
Use this guide to determine if and how your existing retirement account may moved to a self-directed retirement account
Delivery Instructions
Use to send funds by wire or ACH to your iPlanGroup account.
INVESTMENT BUY AUTHORIZATION FORMS – BY TYPE INVESTMENT BUY RELATED FORMS

INVESTMENT BUY AUTHORIZATION FORMS – BY TYPE

ENTITY GENERAL PRECIOUS METALS PROMISSORY NOTE REAL ESTATE TAX LIENS TD AMERITRADE BROKERAGE ACCOUNT

ENTITY

Entity Investment Authorization Kit
Use this form to invest your IRA funds in a privately held company
Entity Investment Issuer Worksheet
This form is to be completed on behalf of the investment issuer when funding a new entity investment

GENERAL

General Investment Authorization Form
Use this form to instruct iPlanGroup to fund a general investment

PRECIOUS METALS

Precious Metals Investment Authorization Form
Use this form to instruct iPlanGroup to fund a precious metals investment

PROMISSORY NOTE

Promissory Note Investment Kit
Use the form when lending funds from your IRA
Promissory Note Servicer Certification Form
This form is to be completed by the authorized representative assigned to service your promissory note investment

REAL ESTATE

Real Estate Investment Authorization Kit
Buy real estate with your IRA

TAX LIENS

Tax Lien Investment Authorization Form
Use this form to instruct iPlanGroup to fund a tax lien investment
Tax Lien Assignment Investment Authorization Form
Use this form if your iPlanGroup account is being assigned existing tax liens in which your account is purchasing via an individual or auction.

TD AMERITRADE BROKERAGE ACCOUNT

TD Account Agreement Form
Account Agreement Form for Self-Directed Brokerage Accounts for Plan Participants
Brokerage Deposit Slip
Use this form to receive funds from your TDA account and send funds from your iPlanGroup account
Limited Trading Authorization
This form is used for Limited Trading on purchases and sales of securities
Options Upgrade
Use this form to request the ability to write covered calls and/or purchase options

INVESTMENT BUY RELATED FORMS

Agent Authorization Form
This form may be used to appoint a designated representative to discuss account/investment-related information
International Wire Form
Use for International Wire Transfers
Investment Authorization Supporting Document Reference List
This document will show you a list of supporting documents required based on the type of asset in which you are investing
Signature Authorization Form
Use this form to direct iPlanGroup to sign documents on behalf of your Self-Directed Retirement Account

INVESTMENT MAINTENANCE FORMS

Agent Authorization Form
This form may be used to appoint a designated representative to discuss account/investment-related information
Expense Payment Authorization Form ( Try our new digital version of this form HERE! )
Use this form to pay for an expense related to an asset held in your account, or to cancel an existing monthly/annual payment
Investment Authorization Supporting Document Reference List
This document will show you a list of supporting documents required based on the type of asset in which you are investing
Investment Payment Deposit Slip
This form is to be sent along with (or prior to the arrival of) a payment deposit related to an investment held within the account (i.e. rental income)
iPlanGroup Wire and ACH Instructions
Use to send funds by wire or ACH to your iPlanGroup account
Uncollectible Note Form – Unsecured Notes
Use to advise iPlanGroup that your Unsecured Promissory note is uncollectible
Fair Market Valuation Form
Use this form to provide iPlanGroup with a current fair market value on any assets held within your account

INVESTMENT SALE AUTHORIZATION FORMS

Entity Sale Authorization Form
Use this form to remove an entity investment from your account due to a full or partial redemption or sale
General Sale Authorization Form
Use this form to remove, in full or part, a general investment.
Promissory Note Satisfaction Form
Use this form when your promissory note is being satisfied in partial or full
Real Estate Sale Authorization Form
Use this form if you are partially or fully selling your real estate
Tax Lien – Tax Deed Redemption or Sale Authorization Form
Use this form to sell/redeem tax liens/deeds